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3445 N Causeway Blvd Suite 905, Metairie, LA 70002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-28 |
| MD | RA | APPROVED | 2024-04-03 |
| LA | RA | APPROVED | 2023-05-31 |
Branch Locations
3445 N Causeway Blvd Suite 905, Metairie, LA 70002 • United States
3445 N Causeway Blvd Ste 905, Metairie, LA 70002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arkadios Capital | Atlanta | GA | 05/2026 | Present |
| Arkadios Wealth Advisors | Atlanta | GA | 05/2026 | Present |
| John Hancock Investment Management Distributors Llc | Boston | MA | 04/2014 | 02/2020 |
| John Hancock Investment Management, Llc | Boston | MA | 11/2018 | 03/2020 |
| Fef Distributors, Llc | New York | NY | 02/2020 | 05/2023 |
| Crown Capital Securities, Lp | Orange | CA | 05/2023 | 05/2024 |
| Legacy Investment Strategies, Llc | Metairie | LA | 05/2023 | 05/2026 |
| Manulife Asset Management Llc | Boston | MA | 01/2016 | 11/2018 |
| Lpl Financial Llc | Metairie | LA | 05/2024 | 05/2026 |
1) Legacy Investment Strategies, DBA, Investment Related - At Reported Business Location(s) - DBA- Started: 5/1/2023 - 120 Hrs/Mo; 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-22 |
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