Best Investors
Account
Sign in
Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Menlo Park | CA | 01/2015 | 04/2022 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 04/2022 |
| Nuveen Securities, Llc | San Fransisco | CA | 07/2023 | Present |
| Nuveen Asset Management Llc | Chicago | IL | 07/2023 | Present |
| Linqto | San Jose | CA | 05/2022 | 09/2022 |
| Unemployed | San Francisco | CA | 09/2022 | 07/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-19 |
Reach out to this advisor