Timothy O Shaw

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 11/2023
  Citigroup Inc.
  New York, NY
• 12/2023 → 03/2026
  Composition Wealth, Llc
  Hauppauge, NY
• 03/2026 → Present
  Stratos Wealth Partners, Ltd.
  Garden City, NY
• 03/2026 → Present
  Lpl Financial Llc
  Garden City, NY

Previous Registrations

• 2023-12-01 → 2026-03-06
  Composition Wealth, Llc
  Haupauge, NY
  Los Angeles, CA
• 2015-10-29 → 2023-12-05
  Citigroup Global Markets Inc.
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  Fort Lee, NJ
  New York, NY
  Fort Lee, NJ
  Jacksonville, FL
  New York, NY
  Greenwich, CT
  Fort Lee, NJ
  Stamford, CT
  Fort Lee, NJ
  New York, NY
• 2015-01-29 → 2015-10-27
  Capital One Advisors, Llc
  Commack, NY
  Mclean, VA
• 2015-01-28 → 2015-01-29
  Capital One Advisors, Llc
  Seattle, WA
• 2015-01-08 → 2015-01-28
  Capital One Financial Advisors Llc
  Commack, NY
  Melville, NY
• 2013-08-29 → 2015-01-16
  Morgan Stanley
  Garden City, NY

Other Businesses

1. 03/2026 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 130 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 03/05/2026. 2. 03/2026 - Shaw Planning and Advisory - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 130 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 03/05/2026.

Exams

• S66 Uniform Combined State Law Examination
  2013-08-23

Designations

• Certified Financial Planner