Andrew David Kessler

Employer firm

Rfg Advisory, LLC CRD 158401

$7.97B regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 03/2023
  Allworth Financial, L.P.
  Folsom, CA
• 10/2015 → 03/2023
  Aw Securities
  Folsom, CA
• 03/2023 → Present
  Rfg Advisory, Llc Dba Investa Financial Planning
  Greenville, SC

Previous Registrations

• 2015-11-23 → 2023-03-27
  Aw Securities
  Folsom, CA
  Folsom, CA
  Sacramento, CA
  Livermore, CA
  Walnut Creek, CA
• 2015-11-23 → 2023-03-27
  Allworth Financial, L.P.
  Folsom, CA
• 2014-03-10 → 2015-10-06
  Founders Financial Securities Llc
  Athol, MA
  Towson, MD
  Towson, MD

Other Businesses

1) Investa Financial Planning; Investment Related; 128 Millport Circle, Suite 200, Greenville, SC 29607; DBA; Investment Advisor; Start: 3/17/2023; 160 hrs/mo; 160 during trading hrs.; DBA name for advisory activity. 2) RFG Advisory LLC; Investment Related; 1400 Urban Center, Ste 475, Vestavia Hills, AL 35242; RIA; 160 hrs/mo; 160 during trading hrs.; RIA Affiliate; Investment Advisor Representative.

Exams

• S66 Uniform Combined State Law Examination
  2013-11-11

Designations

• Certified Financial Planner