Alan William Klipper

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2020-04-15
CT	RA	APPROVED	2016-10-31

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2020-04-15
CT RA
APPROVED

Since 2016-10-31

Branch Locations

New York, NY • United States

399 Park Avenue 12Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	03/2016	Present

03/2016 → Present

Morgan Stanley

New York, NY

Other Businesses

*254617 - A Table Enterprises LLC; Investment related No; Ridgefield, Connecticut; Retail/Online Stores; Employee (proprietor, partner, officer, director, employee, trustee, agent); 09/2015 ; During business hours: 0; After business hours: 10; Administrative, Labor/Service. *470087 - Trust; Investment related Yes/No; City, State; Trust; Successor Trustee; 12/2021; During business hours: 0; After business hours: 2; d Check Signing/Funds Disbursements, Investment Decisions/Advice

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-10-31

S66 Uniform Combined State Law Examination

2016-10-31

Other Names

Alan Klipper

View on SEC IAPD