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Johanna Vargas

Morgan Stanley

Menlo Park, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-13
CA RA APPROVED 2025-02-04
  • TX RA
    APPROVED_RES
    Since 2025-10-13
  • CA RA
    APPROVED
    Since 2025-02-04

Branch Locations

2882 Sand Hill Road Suite 200, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Jose CA 11/2022 01/2025
Jpmorgan Chase Bank, N.A. San Jose CA 10/2010 01/2025
Morgan Stanley Sand Hill CA 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-26
S63 Uniform Securities Agent State Law Examination 2013-08-08
  • S66 Uniform Combined State Law Examination
    2023-04-26
  • S63 Uniform Securities Agent State Law Examination
    2013-08-08
Other Names
  • Johanna Carolina Vargas Rivera
  • Johanna C Vargas Rivera
  • Johanna C Vargasrivera
  • Johanna C Vargas
  • Johanna Vargas
  • Johanna C Vargas
  • Johanna Carolina Vargas

View on SEC IAPD

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SILVER LAKE TECHNOLOGY MANAGEMENT, LLC · MENLO PARK, CA
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