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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
3973 Southeastern Way, West Columbia, SC 29169 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Columbia | SC | 05/2013 | 11/2024 |
| Prudential Insurance Company Of America | Columbia | SC | 05/2013 | Present |
| Lpl Enterprise, Llc | West Columbia | SC | 11/2024 | Present |
1) 06/17/2025-Delta Sigma Theta Sorority, Inc.-Candidate for National Treasurer-Politics/ Government-Inv related-At Washington, DC-Start date 06/05/2025-5hrs/mth-0hrs/mth during trading 2) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-29 |
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