Thomas Peter Morris

Walnut Creek, CA

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
CA	RA	APPROVED	2021-01-13
TX	RA	APPROVED_RES	2020-11-19
NJ	RA	APPROVED	2016-09-27

NY RA
APPROVED

Since 2021-06-16
CA RA
APPROVED

Since 2021-01-13
TX RA
APPROVED_RES

Since 2020-11-19
NJ RA
APPROVED

Since 2016-09-27

Branch Locations

3562 Round Barn Circle 1St Floor, Santa Rosa, CA 95403 • United States

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Walnut Creek	CA	07/2015	Present
Morgan Stanley Private Bank, N.A	New York	NY	10/2024	Present

07/2015 → Present

Morgan Stanley Smith Barney Llc

Walnut Creek, CA
10/2024 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-09-26

S66 Uniform Combined State Law Examination

2016-09-26

View on SEC IAPD

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