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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-04-25
  • MN RA
    APPROVED
    Since 2022-04-25

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

Wayzata, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Minneapolis MN 05/2017 Present
Siteimprove Minneapolis MN 11/2016 05/2017
Origin Meals Hopkins MN 08/2015 11/2016
  • 05/2017 → Present
    Minneapolis, MN
  • 11/2016 → 05/2017
    Siteimprove
    Minneapolis, MN
  • 08/2015 → 11/2016
    Origin Meals
    Hopkins, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-23
S63 Uniform Securities Agent State Law Examination 2017-12-18
  • S65 Uniform Investment Adviser Law Examination
    2022-04-23
  • S63 Uniform Securities Agent State Law Examination
    2017-12-18
Designations
Other Names
  • Krista Mcfarlin

View on SEC IAPD

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