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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-12-02
IN RA APPROVED 2022-10-12
  • OH RA
    APPROVED
    Since 2025-12-02
  • IN RA
    APPROVED
    Since 2022-10-12

Branch Locations

3007 25Th Street Suite F, Columbus, IN 47203-2434 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Sotuhern Life Columbus IN 04/2012 Present
W&S Brokerage Services Cincinnat OH 04/2015 Present
  • 04/2012 → Present
    Western Sotuhern Life
    Columbus, IN
  • 04/2015 → Present
    W&S Brokerage Services
    Cincinnat, OH
Other Businesses

WESTERN SOUTHERN LIFE- NO- COLUMBUS, IN- FULL TIMES SALES AGENT/// SANDY CREEK CHRISTIAN ACADEMY FINANCE COMMITTEE; NOT INVESTMENT RELATED; SEYMOUR, IN; SCHOOL COMMITTEE DESIGNED TO HELP EXPLORE SOLUTIONS TO THE SCHOOL'S FINANCIAL SITUATION; COMMITTEE SECRETARY; APPROX 1 HOUR PER MONTH WITH NONE DURING TRADING HOURS; MAINTAIN NOTES AND RECORDS OF MEETINGS/// SEYMOUR BUSINESS CONNECTION; NOT INVESTMENT RELATED; SEYMOUR, IN; REFERRAL GROUP; VICE PRESIDENT; APPROXIMATELY 1.5 HOURS PER MONTH WITH NONE DURING TRADING HOURS; FACILITATE MEETINGS WHEN PRESIDENT CANNOT ATTEND///

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-06-05
  • S63 Uniform Securities Agent State Law Examination
    2015-06-05
Designations
Other Names
  • Thomas A Roll

View on SEC IAPD

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