Jonathan Patrick Carroll

Current Employers

Employment History

• 05/2007 → Present
  Securian Financial Insurance
  St. Paul, MN
• 05/2007 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 05/2007 → Present
  Commonwealth Financial Group
  Charleston, SC
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Daniel Island, SC
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-03-26 → 2023-08-10
  Securian Financial Services, Inc.
  Daniel Island, SC
  St. Paul, MN

Other Businesses

COMMONWEALTH FINANCIAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2016 ADDRESS: , Daniel Island SC , United States DESCRIPTION: Agent/Broker KIDS CHANCE OF SOUTH CAROLINA POSITION: Volunteer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2011 ADDRESS: , Georgetown SC , United States DESCRIPTION: Volunteer COPPER BAY LLC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 3 START DATE: 09/30/2019 ADDRESS: , Mount Pleasant SC , United States DESCRIPTION: Owner NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2019, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-03-20
• S63 Uniform Securities Agent State Law Examination
  2006-03-31