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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-11-15 |
Branch Locations
16300 Delaware Avenue, Lakewood, OH 44107 • United States
6050 Oak Tree Blvd Suite 320, Independence, OH 44131 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors | New York | NY | 07/2013 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2013 | Present |
Jerome Solove Development Inc - Consultant Non-Investment - Cleveland, OH - 25 hrs/mth.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-19 |
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