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Austin James Alcaine

D.A. Davidson & Co.

Roseville, CA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-17
CA RA APPROVED 2023-01-03
  • TX RA
    APPROVED
    Since 2023-03-17
  • CA RA
    APPROVED
    Since 2023-01-03

Branch Locations

2901 Douglas Blvd. Suite 255, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Da Davidson Roseville CA 08/2022 Present
Trane Technologies Rocklin CA 07/2018 03/2022
University Of Kansas Lawrence KS 08/2014 05/2018
Unemployed Sacramento CA 03/2022 07/2022
  • 08/2022 → Present
    Da Davidson
    Roseville, CA
  • 07/2018 → 03/2022
    Trane Technologies
    Rocklin, CA
  • 08/2014 → 05/2018
    University Of Kansas
    Lawrence, KS
  • 03/2022 → 07/2022
    Unemployed
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-22
  • S66 Uniform Combined State Law Examination
    2022-12-22

View on SEC IAPD

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Other Offices

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