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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-03-07 |
| UT | RA | APPROVED | 2014-02-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ogden | UT | 06/2013 | Present |
I*896263, Name of OBA: Richards Sign Company Address: Ogden, UT Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date:6/27/2022 No Hours: 8 Weekly No Hours during trading: 0 Duties: Richards Sign Company is a local business in Ogden UT which prints signs, banners, vinyl etc. I will be providing Richards Sign Company with printed products (t-shirts, tea towels etc.) to be sold on consignment at the brick and mortar location. I*4650287 Entity Type: For Profit Name of OBA: EMS Concessions LLC Address: Pleasant View, Utah, 84414 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 06/02/2026 Number of Hours: 15, Weekly Number of Hours during trading: 0 Duties: Food truck Ownership and sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-17 |
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