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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
NJ RA APPROVED 2014-06-27
  • NY RA
    APPROVED
    Since 2021-04-16
  • NJ RA
    APPROVED
    Since 2014-06-27

Branch Locations

48 South Service Road Suite 404, Melville, NY 11747 • United States

1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Melville NY 08/2013 03/2020
Ameriprise Financial Services, Llc Hauppauge NY 03/2020 Present
Other Businesses

Business Ownership; Silverman Neu, LLP; Owner; Tax Preparation; 754 Finley Road, , Rutledge, TN, 37861; Not Investment-Related; 02/01/2000; 60 hours per month; 60 during trading hours. Fiduciary Activities; Trustee. Outside Employment; Singer & Falk CPAs PC; Director - Accountant; See OBA response; 48 South Service Rd, Suite 404, , Melville, NY, 11743; Not Investment-Related; 11/20/2018; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-12
  • S66 Uniform Combined State Law Examination
    2013-12-12
Other Names
  • Jerrold Silverman

View on SEC IAPD

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