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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-03-26

Branch Locations

370 Delaware Ave, Delmar, NY 12054 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Albany NY 07/2015 06/2021
Keybank Albany NY 07/2015 08/2022
Key Investment Services Llc Delmar NY 06/2021 08/2022
Key Investment Services Llc Brooklyn OH 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-20
  • S66 Uniform Combined State Law Examination
    2013-09-20
Other Names
  • Joseph Thomas Murphy
  • Joseph Thomas Murphy

View on SEC IAPD

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