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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-12-08
  • NC RA
    APPROVED
    Since 2025-12-08

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Huntersville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Melville NY 05/2013 08/2017
The Prudential Insurance Company Of America Melville NY 05/2013 08/2017
Tiaa Huntersville NC 08/2017 Present
Tiaa-Cref Individual & Institutional Services, Llc Huntersville NC 08/2017 Present
  • 05/2013 → 08/2017
    Pruco Securities Llc
    Melville, NY
  • 05/2013 → 08/2017
    The Prudential Insurance Company Of America
    Melville, NY
  • 08/2017 → Present
    Tiaa
    Huntersville, NC
  • 08/2017 → Present
    Huntersville, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-18
S63 Uniform Securities Agent State Law Examination 2013-11-09
  • S66 Uniform Combined State Law Examination
    2017-09-18
  • S63 Uniform Securities Agent State Law Examination
    2013-11-09
Other Names
  • Erica Brust

View on SEC IAPD

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