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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-10
  • NY RA
    APPROVED
    Since 2023-11-10

Branch Locations

400 Linden Oaks, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments, Llc Pittsburgh PA 06/2016 03/2017
Pnc Bank, Na North Huntingdon PA 06/2016 03/2017
Pnc Investments Pittsburgh PA 03/2017 08/2018
Morgan Stanley Rochester NY 09/2018 09/2023
Ubs Financial Services Inc Rochester NY 11/2023 Present
  • 06/2016 → 03/2017
    Pnc Investments, Llc
    Pittsburgh, PA
  • 06/2016 → 03/2017
    Pnc Bank, Na
    North Huntingdon, PA
  • 03/2017 → 08/2018
    Pnc Investments
    Pittsburgh, PA
  • 09/2018 → 09/2023
    Rochester, NY
  • 11/2023 → Present
    Rochester, NY
Previous Registrations
Other Businesses

1) Name of Business: Uber./ Address: 1515 Third Street San Francisco United States./ Nature: Ride Sharing Service./ Duty and Role: I will be an Uber driver. Picking up and dropping off passengers or food deliveries./ Start Date: 11/17/2023./ Time Required: N/A.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-31
  • S66 Uniform Combined State Law Examination
    2016-08-31
Other Names
  • Nelson Charles Miles
  • Nelson Charles Miles
  • Nelson C Miles

View on SEC IAPD

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