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Aubrey Carroll King

Robert W. Baird & Co. Incorporated

Louisville, KY

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-10-27
  • KY RA
    APPROVED
    Since 2024-10-27

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rw Baird Louisville KY 10/2019 Present
Hilliard Lyons Louisville KY 06/2013 10/2019
  • 10/2019 → Present
    Rw Baird
    Louisville, KY
  • 06/2013 → 10/2019
    Hilliard Lyons
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-25
  • S66 Uniform Combined State Law Examination
    2024-10-25
Other Names
  • Aubrey Howard
  • Aubrey Carroll Howard

View on SEC IAPD

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