Jeffrey Carr Fountain

Employer firm

Passive Capital Management, LLC CRD 142870

$997M regulatory AUM 12 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Passive Capital Management, Llc

Salina Place, 205 S. Salina Street Suite 403, Syracuse, NY 13202 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-12-10

MD RA
APPROVED

Since 2024-12-10

Branch Locations

2650 Quarry Lake Drive, Suite 100, Baltimore, MD 21209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual	Hunt Valley	MD	03/2015	10/2018
Mml Investors Services	Hunt Valley	MD	03/2015	10/2018
Passive Capital Management Llc	Baltimore	MD	11/2018	Present

03/2015 → 10/2018

Massmutual

Hunt Valley, MD
03/2015 → 10/2018

Mml Investors Services

Hunt Valley, MD
11/2018 → Present

Passive Capital Management Llc

Baltimore, MD

Previous Registrations

2016-02-12 → 2018-11-29

Mml Investors Services, Llc

Hunt Valley, MD

Other Businesses

(1)NAME:JEFFREY CARR FOUNTAIN JR, INV REL: Y ADDR: 11350 MCCORMICK ROAD, EXECUTIVE PLAZA IV, SUITE 200, HUNT VALLEY MD 21031, NATURE:LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, DISABILITY INCOME, FIXED ANNUITIES AND LTC INSURANCE,POSITION:SALES/AGENT, START:3/4/2015, NO HR/MR:3 NO HR/MO DUR TRADING:3.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-01-14
S63	Uniform Securities Agent State Law Examination	2015-07-31

S65 Uniform Investment Adviser Law Examination

2016-01-14
S63 Uniform Securities Agent State Law Examination

2015-07-31

Designations

Certified Financial Planner

Other Names

Jeffrey Carr Fountain

View on SEC IAPD