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Peter J. Venetos

Rockefeller Financial LLC

Florham Park, NJ

New York, NY

Rockefeller Capital Management

Florham Park, NJ

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-22
NY RA APPROVED 2025-01-17
TX RA APPROVED 2025-01-17
  • NJ RA
    APPROVED
    Since 2025-01-22
  • NY RA
    APPROVED
    Since 2025-01-17
  • TX RA
    APPROVED
    Since 2025-01-17

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

45 Rockefeller Plaza, New York, NY 10111 • United States

Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-17
NY RA APPROVED 2025-01-17
TX RA APPROVED 2025-01-17
  • NJ RA
    APPROVED
    Since 2025-01-17
  • NY RA
    APPROVED
    Since 2025-01-17
  • TX RA
    APPROVED
    Since 2025-01-17

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foreside Fund Services, Llc New York NY 07/2013 04/2020
Jpmorgan Chase Bank, N.A. New York NY 04/2020 01/2025
Jpmorgan Securities, Llc. New York NY 04/2020 01/2025
Smuggler Productions New York NY 08/2023 08/2023
Rockefeller Financial Llc Ny NY 01/2025 12/2025
Rockefeller Capital Management Ny NY 01/2025 12/2025
Rockefeller Financial Llc Florham Park NJ 01/2026 Present
Rockefeller Capital Management Florham Park NJ 01/2026 Present
Previous Registrations
Other Businesses

Co-Trustee Role

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-15
S63 Uniform Securities Agent State Law Examination 2013-09-13
  • S66 Uniform Combined State Law Examination
    2020-07-15
  • S63 Uniform Securities Agent State Law Examination
    2013-09-13
Designations
Other Names
  • Peter Venetos
  • Peter James Venetos

View on SEC IAPD

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WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
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