William Mondragon

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 03/2022
  Wells Fargo Bank, Na
  Cold Spring, NY
• 07/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Cold Spring, NY
• 11/2016 → 03/2022
  Wells Fargo Clearing Services, Llc
  Cold Spring, NY
• 04/2022 → Present
  Gwfs Equities, Inc
  Greenwood Village, CO
• 04/2022 → Present
  Advised Assets Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2016-10-27 → 2022-03-08
  Wells Fargo Clearing Services, Llc
  Cold Spring, NY
  White Plains, NY
  Peekskill, NY
  Cold Spring, NY
  Purchase, NY
  Carmel, NY
  Stuart, FL
  Palm Beach, FL

Exams

• S66 Uniform Combined State Law Examination
  2016-10-26
• S63 Uniform Securities Agent State Law Examination
  2014-01-16

Other Names

• William M Mondragon
• William Miguel Mondragon