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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-17
NH RA APPROVED 2023-01-27
  • TX RA
    APPROVED
    Since 2023-08-17
  • NH RA
    APPROVED
    Since 2023-01-27

Branch Locations

43 Constitution Drive Suite 201, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc. Manchester NH 12/2013 01/2023
New York Life Manchester NH 06/2013 01/2023
Common Man Restaurant Concord NH 08/2008 08/2018
Common Man Restaurant Plymouth NH 08/2008 08/2018
Massmutual Life Insurance Company Bedford NH 01/2023 Present
Mml Investors Services, Llc Bedford NH 01/2023 Present
  • 12/2013 → 01/2023
    Nylife Securities Llc.
    Manchester, NH
  • 06/2013 → 01/2023
    New York Life
    Manchester, NH
  • 08/2008 → 08/2018
    Common Man Restaurant
    Concord, NH
  • 08/2008 → 08/2018
    Common Man Restaurant
    Plymouth, NH
  • 01/2023 → Present
    Massmutual Life Insurance Company
    Bedford, NH
  • 01/2023 → Present
    Bedford, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-25
S63 Uniform Securities Agent State Law Examination 2014-04-14
  • S65 Uniform Investment Adviser Law Examination
    2023-01-25
  • S63 Uniform Securities Agent State Law Examination
    2014-04-14

View on SEC IAPD

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