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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-19 |
| TX | RA | APPROVED | 2024-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Life Insurance Company | Newport Beach | CA | 02/2015 | 06/2018 |
| Wells Fargo Clearing Services, Llc | Orinda | CA | 06/2018 | 04/2024 |
| Wells Fargo Advisors Financial Network, Llc | Orinda | CA | 04/2024 | Present |
QUIN OAKS INVESTMENT GROUP LLC, INV RELATED, ORINDA, CA, 25% OWNERSHIP, START 10/3/2023, 40 HOURS PER MONTH, 40 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-25 |
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