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Horacio Stuart Aguirre

Ubs Financial Services Inc.

Miami, FL

Coral Gables, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-07
FL RA APPROVED 2021-01-27
  • TX RA
    APPROVED
    Since 2022-02-07
  • FL RA
    APPROVED
    Since 2021-01-27

Branch Locations

100 Se 2Nd Street, Suite 2500, Miami, FL 33131 • United States

4225 Ponce De Leon Blvd Suite 500, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Maimi FL 07/2013 01/2021
Jpmorgan Chase Bank Na Maimi FL 07/2013 01/2021
Ubs Financial Services Inc Miami FL 01/2021 Present
  • 07/2013 → 01/2021
    J.P. Morgan Securities Llc
    Maimi, FL
  • 07/2013 → 01/2021
    Jpmorgan Chase Bank Na
    Maimi, FL
  • 01/2021 → Present
    Ubs Financial Services Inc
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-26
S63 Uniform Securities Agent State Law Examination 2013-11-18
  • S66 Uniform Combined State Law Examination
    2021-01-26
  • S63 Uniform Securities Agent State Law Examination
    2013-11-18
Other Names
  • Horacio Aguirre
  • Horacio Stuart Aguirre
  • Horacio S Aguirre

View on SEC IAPD

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