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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 07/2013 | Present |
| Jpmorgan Chase Bank Na | New York | NY | 07/2013 | Present |
| Adams And Noble Inc. | New York | NY | 10/2010 | Present |
Entity Name: Adams and Noble Inc. Investment related: No Address: New York, NY Nature of the other business: The company buys and manages franchises. Currently the entity owns two Edible Arrangements stores. Position/Title/Relationship: Partial Owner & Shareholder Start Date: 20-Oct-2010 Approximate # of hours a month: 1 annual meeting Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Attend board meetings ADDRESS: 366 SAYBROOK ROAD HIGGANUM, CT CONCORD MA 01742
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-30 |
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