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Sean Michael Sweeney

United Planners' Financial Services Of America A Limited Partner

Plano, TX

CRD 6208989

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Employer firm

United Planners' Financial Services Of America A Limited Partner CRD 20804

$12.8B regulatory AUM 483 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-23
  • TX RA
    APPROVED
    Since 2018-05-23

Branch Locations

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2014 09/2016
Northwestern Mutual Investment Services Llc Dallas TX 06/2014 09/2016
United Planners Financial Services Scottsdale AZ 09/2016 Present
The Mayben Company Plano TX 09/2016 05/2025
The Mayben Company Llc Plano TX 09/2016 Present
  • 06/2014 → 09/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2014 → 09/2016
    Northwestern Mutual Investment Services Llc
    Dallas, TX
  • 09/2016 → Present
    United Planners Financial Services
    Scottsdale, AZ
  • 09/2016 → 05/2025
    The Mayben Company
    Plano, TX
  • 09/2016 → Present
    The Mayben Company Llc
    Plano, TX
Other Businesses

1.) THE MAYBEN COMPANY LLC - DIRECTOR OF CLIENT ACCOUNTS - DBA NAME FOR MARKETING PURPOSES ONLY - PLANO, TX - SINCE 09/2016 - INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-27
S63 Uniform Securities Agent State Law Examination 2013-10-04
  • S65 Uniform Investment Adviser Law Examination
    2016-12-27
  • S63 Uniform Securities Agent State Law Examination
    2013-10-04
Other Names
  • Sean Sweeney
  • Sean Michael Sweeney

View on SEC IAPD

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