Daniel Jamal Threlkeld

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-07-07
TN	RA	APPROVED	2020-06-24

TX RA
APPROVED_RES

Since 2020-07-07
TN RA
APPROVED

Since 2020-06-24

Branch Locations

Collierville, TN • United States

5100 Poplar Ave Suite 2300, Memphis, TN 38137 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	06/2013	09/2019
Northwestern Mutual Wealth Management Company	Milwaukee	WI	03/2016	09/2019
Northwestern Mutual Investment Services, Llc	Murfreesboro	TN	05/2016	09/2019
Massmutual Life Insurance Company	Memphis	TN	08/2019	Present
Mml Investors Services, Llc	Memphis	TN	09/2019	Present

06/2013 → 09/2019

Northwestern Mutual Life Insurance Company

Milwaukee, WI
03/2016 → 09/2019

Northwestern Mutual Wealth Management Company

Milwaukee, WI
05/2016 → 09/2019

Northwestern Mutual Investment Services, Llc

Murfreesboro, TN
08/2019 → Present

Massmutual Life Insurance Company

Memphis, TN
09/2019 → Present

Mml Investors Services, Llc

Memphis, TN

Other Businesses

(1) NAME: COLLEGIATE LIFE INVESTMENT FOUNDATION INV REL: Y ADD: PO BOX 9960 MEMPHIS TN 38190 NATURE: NON PROFIT TO RAISE AWARNESS OF THE DANGERS FROM DISTRACTED DRIVING POSITION: TREASURER START DATE: 2/2012 NO HRS/MO: 3 NO HS/MO DUR TRADING: 3 (2)NAME: PRIDE FINANCIAL INV REL: Y ADD: 5100 POPLAR AVE SUITE 2300 MEMPHIS TN 38137 NATURE: INDIVIDUAL LIFE/HEALTH POSITION: SALES START DATE: 9/18/2017 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5 (3) NAME: THRELKELD FINANCIAL GROUP, LLC INV REL: Y Add: 5100 POPLAR AVE SUITE 2300 MEMPHIS TN 38137 NATURE: LLC FOR A PASSTHROUGH ENTITY FOR COMMISSIONS POSITION: OWNERSHIP START DATE: 11/07/2019 NO HRS/MO:1 NO HRS/MO DUR TRADING: 1 DUTIES: MANAGEMENT (4) NAME: SAUVETEUR EXCHANGE INC. INV REL: Y ADD: 605 SUNFLOWER LANE, COLLIERVILLE, TN 38017 NATURE: NONPROFIT TO PROMOTE CULTURAL EXCHANGE POSITION: TREASURER/CFO START DATE: 09/13/2022 NO HRS/MO: 2 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: BALANCE SHEETS AND FINANCIAL INSIGHT (5) OMICRON EPSILON INV REL: N ADD: 650 E PARKWAY MEMPHIS TN 38104 NATURE: FRATERNITY CHAPTER POSITION: CHAPTER ADVISOR START DATE: 04/01/2024 NO HRS/MO:5 NO HRS/MO DUR TRADING: 0 DUTIES: MANAGEMENT AND OVERSIGHT OF THE OMICRON EPSILON CHAPTER OF KAPPA ALPHA PSI FRATERNITY INC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-05-01
S63	Uniform Securities Agent State Law Examination	2015-05-19

S65 Uniform Investment Adviser Law Examination

2020-05-01
S63 Uniform Securities Agent State Law Examination

2015-05-19

View on SEC IAPD