Richard Gaff

Current Employers

Employment History

• 04/2016 → 12/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Beach, FL
• 01/2018 → 03/2021
  U.S. Bank
  Palm Beach, FL
• 01/2018 → 03/2021
  U.S. Bancorp Investments, Inc.
  Palm Beach, FL
• 03/2021 → 04/2021
  Citizens Bank
  West Palm Beach, FL
• 03/2021 → 05/2021
  Clarfeld Financial Advisors, Llc
  Tarrytown, NY
• 05/2021 → Present
  Fidelity Investments
  Palm Beach Gardens, FL
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2021-08-04 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Palm Beach Gardens, FL
• 2018-03-21 → 2021-04-20
  U.S. Bancorp Investments, Inc.
  Palm Beach, FL
  Edina, MN
  Palm Beach, FL
  Palm Beach, FL
  Hopkins, MN
  Kansas City, MO
• 2016-09-28 → 2017-12-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Beach, FL
  Palm Beach Gardens, FL

Other Businesses

OBA-125666|OrgNmn:Trustee on grandmothers trust|Org Addr:Greenacres,Florida,US|OBA Nature:trustee|Invst Rel:Y|Title:Trustee|Duties:trustee of grandmothers trust with grandfather.|StrtDt:11-26-25|TotHrs/mon:4|TrdHrs/mon:0|OBA-125597|OrgNmn:rental property|Org Addr:Ft Wayne,Indiana,US|OBA Nature:rental property- trustee no ow|Invst Rel:Y|Title:Trustee|Duties:Trustee on rental property that grandmother has in trust for benefit of grandfather.|StrtDt:11-26-25|TotHrs/mon:4|TrdHrs/mon:0|OBA-128523|OrgNmn:trustee of grandfathers trust|Org Addr:Palm beach,Florida,US|OBA Nature:provide docs to accountant to |Invst Rel:N|Title:Trustee|Duties:get documents to accountant to file final tax returns and distribute assets to beneficaries.|StrtDt:12-01-25|TotHrs/mon:5|TrdHrs/mon:0|

Exams

• S66 Uniform Combined State Law Examination
  2016-09-26

Designations

Other Names

• Richard Wayne Gaff
• Richard W Gaff