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225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-01-23 |
| IN | RA | APPROVED | 2026-01-23 |
| TX | RA | APPROVED | 2026-01-23 |
Branch Locations
862 Center Ct. Unit D, Shorewood, IL 60404 • United States
116 E. Washington Street Suite 4, Morris, IL 60450 • United States
260 Franklin Street, Valparaiso, IN 46383 • United States
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Shorewood | IL | 05/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Shorewood | IL | 03/2020 | 01/2026 |
| Northrock Partners | Shorewood | IL | 01/2026 | Present |
Board of Directors; Methodist Church of Coal City; Finance Committee Board Member; 6805 E McArdle Road,Coal City, IL, 60416; Investment-Related; 02/08/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Coal City High School; Owner; High School Basketball Coach ; 655 W Division Street, Coal City, IL, 60416; Not Investment-Related; 11/14/2024. Business Ownership; Linear Operations; Shelter; 862 Center Ct Unit D, Shorewood IL 60404; Not investment related; 06/01/2019; 0 hours per month spent on the business; 0 hours spent during trading on the business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-09 |
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