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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-20
PA RA APPROVED 2017-10-23
  • TX RA
    APPROVED_RES
    Since 2022-06-20
  • PA RA
    APPROVED
    Since 2017-10-23

Branch Locations

301 Second Avenue, Warren, PA 16365 • United States

100 Liberty Street, Warren, PA 16365 • United States

301 Second Avenue, Warren, PA 16365 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Warren PA 09/2014 10/2016
Ameriprise Financial Services, Inc. Bradford PA 10/2016 09/2017
Lpl Financial Llc Warren PA 10/2017 Present
Northwest Bank Warren PA 10/2017 Present
  • 09/2014 → 10/2016
    Pnc Investments
    Warren, PA
  • 10/2016 → 09/2017
    Ameriprise Financial Services, Inc.
    Bradford, PA
  • 10/2017 → Present
    Warren, PA
  • 10/2017 → Present
    Northwest Bank
    Warren, PA
Previous Registrations
Other Businesses

1. 10/23/2017 - Kiwanis International - Not Investment Related - Jefferson DeFrees Family Center, 207 Second Avenue, Warren, PA 16365 - Non-Profit Board Member - President - Started 10/4/2017 - 20 Hours Per Month/4 Hours During Securities Trading - Time Spent 10%. 2. 2/11/2020 - Northwest Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/1/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 6/1/2020 - BSMG - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 06/01/2020 - 5 Hours Per Month/1 Hour During Securities Trading. 4. 5/11/2021 - Northwest Bank - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 5/11/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Referring to bank partners. 5. 11/01/2021 - Kepeli Inc - Not Investment Related - Home Based - Business Owner - Start Date: 10/01/2020 - 20 Hours Per Month/0 Hours During Securities Trading - I am 50% owner and will be acting a secretary and treasurer for to business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-18
S63 Uniform Securities Agent State Law Examination 2006-05-12
  • S66 Uniform Combined State Law Examination
    2008-06-18
  • S63 Uniform Securities Agent State Law Examination
    2006-05-12
Other Names
  • Miranda D Collingwood
  • Miranda Dawn Munksgard
  • Miranda Dawn Collingwood

View on SEC IAPD

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