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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-20 |
| PA | RA | APPROVED | 2017-10-23 |
Branch Locations
301 Second Avenue, Warren, PA 16365 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Warren | PA | 09/2014 | 10/2016 |
| Ameriprise Financial Services, Inc. | Bradford | PA | 10/2016 | 09/2017 |
| Lpl Financial Llc | Warren | PA | 10/2017 | Present |
| Northwest Bank | Warren | PA | 10/2017 | Present |
1. 10/23/2017 - Kiwanis International - Not Investment Related - Jefferson DeFrees Family Center, 207 Second Avenue, Warren, PA 16365 - Non-Profit Board Member - President - Started 10/4/2017 - 20 Hours Per Month/4 Hours During Securities Trading - Time Spent 10%. 2. 2/11/2020 - Northwest Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/1/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 6/1/2020 - BSMG - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 06/01/2020 - 5 Hours Per Month/1 Hour During Securities Trading. 4. 5/11/2021 - Northwest Bank - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 5/11/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Referring to bank partners. 5. 11/01/2021 - Kepeli Inc - Not Investment Related - Home Based - Business Owner - Start Date: 10/01/2020 - 20 Hours Per Month/0 Hours During Securities Trading - I am 50% owner and will be acting a secretary and treasurer for to business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-12 |
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