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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Covington | KY | 05/2013 | Present |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-130223|OrgNmn:Northern Kentucky University Alumni Board|Org Addr:Highlands ,Kentucky,US|OBA Nature:University Alumni Board Member|Invst Rel:N|Title:NKU Alumni Board member|Duties:Recruiting students to apply to NKU for college|StrtDt:07-01-26|TotHrs/mon:4|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-30 |
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