David C Parker

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2017-12-08

OH RA
APPROVED

Since 2017-12-08

Branch Locations

7700 Cox Rd, West Chester, OH 45069 • United States

790 Gardner Rd., Springboro, OH 45066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Cincinnati	OH	03/2015	12/2017
Fifth Third Securities	Middletown	OH	12/2017	Present

03/2015 → 12/2017

Fidelity Brokerage Services Llc

Cincinnati, OH
12/2017 → Present

Fifth Third Securities

Middletown, OH

Previous Registrations

2016-01-21 → 2017-12-05

Strategic Advisers Llc

Cincinnati, OH

Other Businesses

rental property - 5598 Noble Ct. South Lebanon, OH 45065 - owner/landlord - 5 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-19
S63	Uniform Securities Agent State Law Examination	2013-08-29

S66 Uniform Combined State Law Examination

2016-01-19
S63 Uniform Securities Agent State Law Examination

2013-08-29

Designations

Certified Financial Planner

Other Names

David Clements Parker

View on SEC IAPD