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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-11-07 |
| TX | RA | APPROVED | 2019-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2013 | Present |
| Self Employed | Sand Francisco | CA | 03/2018 | 04/2019 |
| Onepoint Investment, Llc | Burlington | NC | 07/2019 | 08/2020 |
| Royal Crown Productions, Llc | Charlotte | NC | 07/2021 | Present |
| Rainbow | Gastonia | NC | 01/2023 | 09/2024 |
| Vanguard Marketing Corporation | Charlotte | NC | 06/2013 | Present |
NAME OF BUSINESS: ROYAL CROWNS PROD, LLC NON-INVESTMENT RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: MUSIC PRODUCTION POSITION: OWNER START DATE: 7/2021 APPROX. HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MUSIC PRODUCTION
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-17 |
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