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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-08-29 |
| NY | RA | APPROVED | 2022-08-29 |
| TX | RA | APPROVED | 2022-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Manasquan | NJ | 05/2015 | 08/2022 |
| Bank Of America, N.A. | Manasquan | NJ | 07/2015 | 08/2022 |
| Morgan Stanley | New York | NY | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-17 |
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