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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-06-17
TX RA APPROVED_RES 2024-06-15
  • CO RA
    APPROVED
    Since 2024-06-17
  • TX RA
    APPROVED_RES
    Since 2024-06-15

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Boulder, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Englewood CO 06/2013 06/2018
Jonathan Moss Chicago IL 08/2013 09/2016
Edward Jones St.LOuis MO 06/2018 06/2024
Lpl Financial Llc Louisville CO 06/2024 Present
Private Advisor Group, Llc Morristown NJ 06/2024 Present
  • 06/2013 → 06/2018
    Jpmorgan Securities Llc
    Englewood, CO
  • 08/2013 → 09/2016
    Jonathan Moss
    Chicago, IL
  • 06/2018 → 06/2024
    St.LOuis, MO
  • 06/2024 → Present
    Lpl Financial Llc
    Louisville, CO
  • 06/2024 → Present
    Morristown, NJ
Previous Registrations
  • 2018-06-29 → 2024-06-17
    Centennial, CO
    Denver, CO
    Aurora, CO
    Castle Rock, CO
    Lone Tree, CO
    Lafayette, CO
  • 2013-07-25 → 2018-07-11
    Denver, CO
    Denver, CO
    Denver, CO
    Englewood, CO
    Denver, CO
    Littleton, CO
    Denver, CO
    Englewood, CO
    Littleton, CO
Other Businesses

1) 05/13/2024 - Integrity Wealth Partners - Investment Related - DBA for LPL Business (entity for LPL business) - LOUISVILLE CO 80027 2) 05/13/2024 - Real Estate Rental - JONATHAN MOSS AND JENNIFER TOKARZ, JOINT ONWERSHIP - Investment Related - Granby, CO 80446 3) 08/14/2024 - Integrity Wealth Partners - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 06/14/2024 - 160 Hours per Month/ 8 Hours during Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 08/14/2024 - Private Advisor Group, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 06/14/2024 - 140 Hours per Month/ 8 Hours during Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-23
  • S66 Uniform Combined State Law Examination
    2013-07-23
Other Names
  • Jonathan Yost Moss
  • Jonathan Y Moss
  • Jonathan Y Moss

View on SEC IAPD

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