Nathan Riess Wegman

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 04/2018
  Ameriprise Financial Services, Inc.
  Rochester, NY
• 04/2018 → Present
  Commonwealth Financial Network
  Waltham, MA
• 04/2018 → Present
  Endeavor Wealth Advisory Group
  Rochester, NY

Previous Registrations

• 2013-07-29 → 2018-04-24
  Ameriprise Financial Services, Llc
  Rochester, NY
  Rochester, NY

Other Businesses

1. Fixed insurance sales; as of 04/20/2018; Approximately 5% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Owner, Wegman Wealth Management LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 12/19/2025; 100% time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2013-07-28

Designations

• Certified Financial Planner