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Garrett Michael Barkley

Vanguard Advisers, Inc.

Charlotte, NC

CRD 6207546

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-24
CA RA APPROVED 2023-07-20
SC RA APPROVED 2023-06-08
NC RA APPROVED 2022-11-03
TX RA APPROVED 2022-11-03
  • NY RA
    APPROVED
    Since 2023-10-24
  • CA RA
    APPROVED
    Since 2023-07-20
  • SC RA
    APPROVED
    Since 2023-06-08
  • NC RA
    APPROVED
    Since 2022-11-03
  • TX RA
    APPROVED
    Since 2022-11-03

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2013 06/2019
The Vanguard Group, Inc. Malvern PA 06/2019 07/2020
The Vanguard Group, Inc. Charlotte NC 07/2020 10/2020
The Vanguard Group, Inc. Charlotte NC 10/2022 Present
Infosys Charlotte NC 10/2020 09/2022
Vanguard Marketing Corporation Charlotte NC 12/2025 Present
  • 06/2013 → 06/2019
    The Vanguard Group, Inc.
    Charlotte, NC
  • 06/2019 → 07/2020
    The Vanguard Group, Inc.
    Malvern, PA
  • 07/2020 → 10/2020
    The Vanguard Group, Inc.
    Charlotte, NC
  • 10/2022 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 10/2020 → 09/2022
    Infosys
    Charlotte, NC
  • 12/2025 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-31
S63 Uniform Securities Agent State Law Examination 2013-07-17
  • S66 Uniform Combined State Law Examination
    2022-10-31
  • S63 Uniform Securities Agent State Law Examination
    2013-07-17
Other Names
  • Garrett Barkley
  • Garrett Michael Barkley

View on SEC IAPD

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