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Denise M Axt

Morgan Stanley

Naples, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-17
TX RA APPROVED 2023-05-16
  • FL RA
    APPROVED
    Since 2023-05-17
  • TX RA
    APPROVED
    Since 2023-05-16

Branch Locations

8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securites Usa Inc New York NY 06/2013 07/2022
Morgan Stanley Naples FL 05/2023 Present
Unemployed Naples FL 08/2022 04/2023
  • 06/2013 → 07/2022
    Hsbc Securites Usa Inc
    New York, NY
  • 05/2023 → Present
    Morgan Stanley
    Naples, FL
  • 08/2022 → 04/2023
    Unemployed
    Naples, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-29
  • S66 Uniform Combined State Law Examination
    2023-04-29
Other Names
  • Denise Marie Mcmanus
  • Denise Mcmanus
  • Denise Marie Axt

View on SEC IAPD

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MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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