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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-15 |
| AZ | RA | APPROVED | 2019-05-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities , Llc | Phoenix | AZ | 06/2013 | 07/2019 |
| Jp Morgan Chase Bank | Phoenix | AZ | 10/2011 | 06/2019 |
| Jpmorgan Chase Bank, N.A. | Phoenix | AZ | 07/2019 | Present |
| Lp208 Llc | Phoenix | AZ | 10/2024 | Present |
| J.P. Morgan Securities Llc | Phoenix | AZ | 07/2019 | Present |
Entity Name: LP208 LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The LLC holds a Condo I'm purchasing in Mexico. This is the only function of the LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-07 |
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