Kenneth Scott Esman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 06/2024
  J.P. Morgan Securities, Llc
  Greenwich, CT
• 07/2013 → 06/2024
  Jpmorgan Chase Bank Na
  Greenwich, CT
• 06/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 06/2024 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Previous Registrations

• 2024-03-06 → 2024-06-08
  J.P. Morgan Securities Llc
  Greenwich, CT
  Los Angeles, CA

Other Businesses

I*2743273, Entity Type Not for Profit , Name of OBA: Culver City Education Foundation Address: Culver CityCalifornia90232 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/14/2025 No Hours: 50 yearly No Hours during trading:0 Duties:Attend board meetings, volunteer periodically, help put on local events.To help support and raise funds for the local school district

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-06
• S63 Uniform Securities Agent State Law Examination
  2013-10-28

Other Names

• Kenneth Esman
• Kenneth S Esman
• Kenneth Scott Esman