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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-15 |
| WI | RA | APPROVED | 2022-11-17 |
| FL | RA | APPROVED | 2021-10-07 |
Branch Locations
201 North Franklin St. Suite 3000, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | New York | NY | 06/2014 | 07/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2013 | 07/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2016 | 11/2017 |
| Northwestern Mutual Life Insurance Co | Milwaukee | WI | 06/2013 | 11/2017 |
| Unemployed | Tampa | FL | 11/2017 | 09/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2018 | 07/2021 |
| Northwestern Mutual Investment Services Llc | Tampa | FL | 09/2018 | 07/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2018 | 07/2021 |
| Robert W. Baird & Co | Tampa | FL | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-11-17 |
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