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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
| TX | RA | APPROVED_RES | 2019-03-22 |
Branch Locations
100 Motor Parkway 2Nd Floor, Hauppauge, NY 11788 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Empire Securities, Inc. | Hauppauge | NY | 06/2013 | 06/2019 |
| Stifel Nicholas | Hauppauge | NY | 06/2019 | Present |
1. Private Sale of Consumer goods; 358 4th Avenue, St James NY 11780;12/29/2017;1.00 Hour(s) Per Week;not during securities trading hours; not investment related. 2. St. James Smithtown little League; PO Box 29 St James NY 11780; Local Youth Sports; Local Youth Sports; Board Member; Administrative Duties; 11/16/22; 5 hours per month; not during securities trading hours; not inv related 3. St. James Smithtown Little League; PO Box 29 St. James, NY 11780; Local youth sports league - Little League - Baseball & Softball; Treasurer; Receiving funds from League participants for entry fees, paying vendors for services to the League.; 11/01/2023; 5 hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-02 |
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