Richard Norbert Verthein

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-09-20
TX	RA	APPROVED	2016-11-15
IN	RA	APPROVED	2008-06-30
WI	RA	APPROVED	2008-06-30

FL RA
APPROVED

Since 2017-09-20
TX RA
APPROVED

Since 2016-11-15
IN RA
APPROVED

Since 2008-06-30
WI RA
APPROVED

Since 2008-06-30

Branch Locations

N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird	Waukesha	WI	11/2007	Present

11/2007 → Present

Robert W. Baird

Waukesha, WI

Other Businesses

Name/Address: Waukesha County Community Foundation 2727 N Grandview Blvd #301, Waukesha WI 53188 Start Date: 5/1/23 Hours Spent: 0-4 hours/month Hours Spent During Trading: 0-2 hours/month Role/Responsibility: Board Member; Investment/Finance Committee Investment Related Name/Address: Let Kids Fly W304N5354 Evelyn Ct Hartland WI 53029 Start Date: 11/3/25 Hours Spent: 11-20 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Coach Non Investment Related Name/Address: Rental Property, Oconomowoc, WI 53066 Start Date: 9/1/2026 Hours Spent: 0-3 per month; During Trading Hours: 0-3 Role/Responsibility: Owner Not Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-27

S66 Uniform Combined State Law Examination

2008-06-27

Designations

Other Names

Richard Norbert Verthein

View on SEC IAPD