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Daniel Steven Obuchowski

Charles Schwab & Co., Inc.

Manhasset, NY

New York City, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-22
  • NY RA
    APPROVED
    Since 2021-04-22

Branch Locations

1900 Northern Blvd Suite E, Manhasset, NY 11030 • United States

1300 Avenue Of The Americas, New York City, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Manhasset NY 08/2015 Present
Charles Schwab Bank Manhasset NY 08/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-29
S63 Uniform Securities Agent State Law Examination 2014-05-12
  • S66 Uniform Combined State Law Examination
    2016-02-29
  • S63 Uniform Securities Agent State Law Examination
    2014-05-12
Other Names
  • Daniel Steven Obuchowsk
  • Daniel Obuchowsk
  • Dan S Obuchowski

View on SEC IAPD

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