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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-27
IL RA APPROVED 2026-01-27
  • CO RA
    APPROVED
    Since 2026-01-27
  • IL RA
    APPROVED
    Since 2026-01-27

Branch Locations

700 Nicholas Blvd 200B, Elk Grove Village, IL 60007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Elk Grove Village IL 06/2014 11/2024
Prudential Insurance Company Of America Elk Grove Village IL 06/2014 Present
Lpl Enterprise, Llc Elk Grove Village IL 11/2024 Present
  • 06/2014 → 11/2024
    Elk Grove Village, IL
  • 06/2014 → Present
    Prudential Insurance Company Of America
    Elk Grove Village, IL
  • 11/2024 → Present
    Elk Grove Village, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-22
S63 Uniform Securities Agent State Law Examination 2014-10-20
  • S65 Uniform Investment Adviser Law Examination
    2020-12-22
  • S63 Uniform Securities Agent State Law Examination
    2014-10-20

View on SEC IAPD

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