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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-04-04
TX RA APPROVED 2015-01-23
FL RA APPROVED 2014-10-06
  • NJ RA
    APPROVED
    Since 2024-04-04
  • TX RA
    APPROVED
    Since 2015-01-23
  • FL RA
    APPROVED
    Since 2014-10-06

Branch Locations

200 Central Ave, Saint Petersburg, FL 33701 • United States

1 Deforest Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated St. Petersburg FL 05/2014 Present
Bank Of America N.A. Saint Petersburg FL 12/2014 Present
Other Businesses

I*3470326 Entity Type: Entity For Profit Name of OBA: Safetti Address: Hoboken, New Jersey, 7030 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 02/01/2026 Number of Hours: 5, Weekly Number of Hours during trading: 0.5, Weekly Duties: To sell/distribute custom athletic wear from a Colombian cycling/endurance athletics brand, Safetti. I will have an LLC, and if a cycling/run club wants to order custom jerseys/kits, I would act as a distributor for the company. Connecting the buyers with the manufacturer to create custom jerseys.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-19
  • S66 Uniform Combined State Law Examination
    2014-09-19

View on SEC IAPD

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