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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Melife Securities Inc | Fort Lauderdale | FL | 07/2014 | 03/2017 |
| Massmutual Life Insurance Company | Fort Lauderdale | FL | 07/2016 | 10/2017 |
| Mml Investors Services, Llc | Fort Lauderdale | FL | 03/2017 | 10/2017 |
| Wells Fargo Bank Na | Gainesville | FL | 09/2018 | 02/2021 |
| Wells Fargo Clearing Services Llc | Gainesville | FL | 09/2018 | 02/2021 |
| Colonial Life Insurance Company | Fort Lauderdale | FL | 11/2017 | 08/2018 |
| Robinhood Financial, Llc | Tempe | AZ | 02/2021 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 10/2022 | 07/2025 |
| Bank Of America N.A. | Chandler | AZ | 01/2023 | 07/2025 |
| Mml Investors Services, Llc | Maricopa | AZ | 07/2025 | Present |
| Massmutual Life Insurance Company | Maricopa | AZ | 07/2025 | Present |
(1) Name: Cristopher Crisologo Inv rel: Y Add: At Residential Address Nature: Simple Rental Property Position: Owner Start date: 07/22/2025 No. HR/MO: 1 No. HR/MO during sec trading: 0 (2) Name: Cristopher Crisologo Inv rel: Y Add: At Residential Address Nature: Outside Insurance Sales Position: Insurance Broker Start date: 11/01/2025 No. HR/MO: 1 No. HR/MO during sec trading: 1 Duties: Life, Disability, Long-term care, Fixed annuities, and Health (3) Name: Cristopher Crisologo Inv rel: N Add: At Residential Address Nature: Notary Services Position: Notary Public Start date: 03/09/2026 No. HR/MO: 1 No. HR/MO during sec trading: 0 Duties: Notarizing Documents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-14 |
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