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Gaetano Germinario

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-06-10
TX RA APPROVED 2023-04-14
NJ RA APPROVED 2023-03-28
NY RA APPROVED 2023-03-27
  • CO RA
    APPROVED
    Since 2026-06-10
  • TX RA
    APPROVED
    Since 2023-04-14
  • NJ RA
    APPROVED
    Since 2023-03-28
  • NY RA
    APPROVED
    Since 2023-03-27

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fordham University Bronx NY 06/2008 02/2020
E*Trade Securities Llc New York NY 04/2016 08/2019
E*Trade Capital Management Llc New York NY 09/2017 08/2019
E*Trade Securities Llc New York NY 08/2019 03/2023
E*Trade Capital Management, Llc New York NY 08/2019 03/2023
Morgan Stanley New York NY 03/2023 03/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2023 Present
Bank Of America N.A. Paramus NJ 04/2023 Present
  • 06/2008 → 02/2020
    Fordham University
    Bronx, NY
  • 04/2016 → 08/2019
    E*Trade Securities Llc
    New York, NY
  • 09/2017 → 08/2019
    E*Trade Capital Management Llc
    New York, NY
  • 08/2019 → 03/2023
    E*Trade Securities Llc
    New York, NY
  • 08/2019 → 03/2023
    E*Trade Capital Management, Llc
    New York, NY
  • 03/2023 → 03/2023
    Morgan Stanley
    New York, NY
  • 03/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 04/2023 → Present
    Bank Of America N.A.
    Paramus, NJ
Previous Registrations
  • 2018-06-20 → 2023-04-18
    Harrisdirect Llc
    New York, NY
    Arlington, VA
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-19
  • S66 Uniform Combined State Law Examination
    2018-06-19
Other Names
  • Guy Germinario
  • Gaetano Germinario

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ

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