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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-19 |
Branch Locations
908 Blossom Hill Rd, San Jose, CA 95123 • United States
7865 Monterey St, Gilroy, CA 95020 • United States
6213 Santa Teresa Blvd, San Jose, CA 95119 • United States
206 Tennant Station, Morgan Hill, CA 95037 • United States
San Martin, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of The West | Santa Clara | CA | 09/2008 | Present |
| Bancwest Investment Services | Santa Clara | CA | 09/2008 | Present |
| Lpl Financial Llc | Gilroy | CA | 07/2023 | Present |
1) 04/24/2023 - BMO Investment Services - Investment Related - At Reported Business Locations - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-09 |
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